Theory Building in Applied Research

How to move from observation to concept to theory — and how to tell which one you’re actually doing. Curated from the HRD and leadership methodology literature.

First: is it a concept, a model, or a theory?

A frequent reviewer critique is that an article claims “theory” while delivering a concept or model. Locate your contribution before you write it.

OutputWhat it doesAnchor reference
ConceptNames and defines a phenomenonLee (2025)
ModelSpecifies relationships among conceptsRocco, Plakhotnik, & Silberman (2022)
Mid-range theoryExplains how/why within a bounded domainSeo, Noh, & Ardichvili (2019)
Grand theoryBroad, cross-domain explanationLee (2025)

Core reading list (annotated)

What counts as theory

  • Lee (2025)“So what is theory?” — a 4-outcome continuum (concept → model → mid-range → grand). The orienting piece.
  • Seo, Noh, & Ardichvili (2019) — HRD theory maturity assessed across 668 articles.
  • Rocco, Plakhotnik, & Silberman (2022) — distinguishing conceptual from theory articles.

Building and tracing theory

  • Turner et al. (2018) — the theoretical literature review: tracing a theory’s verified and falsified propositions.
  • Jabarkhail (2023) — theorizing HRD practices in extended/non-traditional contexts.
  • Kuchinke (2023) — a three-criteria framework for selecting supporting literature.

Actionable & computational theory

  • Dietz (2026) — the actionable-theory typology (Manipulate / Select / Observe); building manipulable causes.
  • Kuljanin et al. (2024)computational process theories: formalizing mechanisms as code.

A practical sequence

  1. Locate your contribution on the concept→theory continuum (Lee 2025).
  2. Check the genre — conceptual or theory? (Rocco et al. 2022).
  3. Trace the lineage — what’s verified/falsified? (Turner et al. 2018).
  4. Make it actionable — can the causes be manipulated or selected? (Dietz 2026).

Sources: HRDR “Research Methodology and Theory Building” cluster; Leadership “Causal Inference & Methodology” cluster.

📄 Download this guide as a PDF


References

Dietz, J. (2026). Building actionable theories: The role of causal constructs. The Leadership Quarterly, 37, 101929.

Jabarkhail, S. (2023). The state of theorizing human resource development (HRD) in extended context: A review. Human Resource Development Review, 22(3), 451–469.

Kuchinke, K. P. (2023). Phenomenology and human resource development: Philosophical foundations and implications for research. Human Resource Development Review, 22(1), 36–58.

Kuljanin, G., Braun, M. T., Grand, J. A., Olenick, J. D., Chao, G. T., & Kozlowski, S. W. J. (2024). Advancing organizational science with computational process theories. The Leadership Quarterly, 35.

Lee, J. (2025). So, what is theory? Human Resource Development Review, 24(2), 225–241. https://doi.org/10.1177/15344843241313150

Rocco, T. S., Plakhotnik, M. S., & Silberman, D. (2022). Differentiating between conceptual and theory articles: Focus, goals, and approaches. Human Resource Development Review, 21(1), 113–140.

Seo, J., Noh, K. B., & Ardichvili, A. (2019). Theory building and testing in human resource development: Current advancements and future directions. Human Resource Development Review, 18(4), 411–436.

Turner, J. R., Baker, R., & Kellner, F. (2018). Theoretical literature review: Tracing the life cycle of a theory and its verified and falsified statements. Human Resource Development Review, 17(1), 34–61.